For ease, we encourage you to share the following directly with your members.
Subject: Get ready for Annual Financial Filing
Effective October 1, 2026, the Annual Financial Filing requirement takes effect.
In your role as a Broker of Record, you are accountable for ensuring your brokerage submits its complete Annual Financial Filing.
Please read the email you received from RECO on September 3. It includes:
- Key compliance obligations for brokerages; and
- How to prepare before October 1, 2026.
You are strongly encouraged to attend the Annual Financial Filing webinar on September 16, 2026.